Personnel Hong Kong SFC License Details (ID 95292)

Personnel Hong Kong SFC License Details (ID 95292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2008-07-21	2018-03-31
Success Securities Limited	Rep	Dealing in securities	2008-07-21	2025-03-24
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-10-30	2008-07-05
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-10-30	2008-07-05
CELESTIAL COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-16
	Rep	Asset management	-	2003-10-16
	Rep	Providing automated trading services	-	2003-10-16
	Rep	Dealing in futures contracts	-	2003-10-16
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	-	2003-10-16
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-10-16
	Rep	Advising on securities	-	2003-10-16
	Rep	Asset management	-	2003-10-16
	Rep	Providing automated trading services	-	2003-10-16
	Rep	Dealing in securities	-	2003-10-16