| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AEM ASSET MANAGEMENT LIMITED | RO | Asset management | 2025-05-02 | 2026-06-30 |
| AEM INVESTMENT SERVICES LIMITED | RO | Advising on securities | 2025-05-02 | - |
| RO | Dealing in securities | 2025-05-02 | - | |
| AEM ASSET MANAGEMENT LIMITED | Rep | Asset management | 2025-04-28 | 2025-05-02 |
| AEM INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2025-04-28 | 2025-05-02 |
| Rep | Dealing in securities | 2025-04-28 | 2025-05-02 | |
| Ark Securities (Hong Kong) Limited | RO | Advising on securities | 2024-11-14 | 2025-03-24 |
| RO | Asset management | 2024-11-14 | 2025-03-24 | |
| RO | Dealing in securities | 2024-11-14 | 2025-03-24 | |
| Rep | Advising on securities | 2020-06-24 | 2024-11-14 | |
| Rep | Asset management | 2020-06-24 | 2024-11-14 | |
| Rep | Dealing in securities | 2020-06-24 | 2024-11-14 | |
| Lion Global Financial Limited | Rep | Advising on securities | 2019-03-22 | 2020-06-03 |
| Rep | Asset management | 2019-03-06 | 2020-06-03 | |
| Rep | Dealing in securities | 2019-03-06 | 2020-06-03 | |
| Hao Tian Asset Management Limited | Rep | Asset management | 2018-06-11 | 2019-02-26 |
| Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-05-18 | 2019-02-26 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2018-05-13 |
| Rep | Dealing in securities | 2017-04-25 | 2017-10-02 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-02-17 | 2017-04-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-08-09 | 2015-01-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-06-11 | 2013-08-01 |
| Success Securities Limited | Rep | Dealing in securities | 2010-07-23 | 2013-05-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-10-17 | 2010-06-18 |
No HKMA registrations in the collected records.