Personnel Hong Kong SFC License Details (ID 95305)

Personnel Hong Kong SFC License Details (ID 95305)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAISER CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2022-04-25	2025-04-29
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2022-04-25	2025-04-29
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2022-04-25	-
Arta Global Futures Limited	Rep	Dealing in futures contracts	2021-02-22	2022-03-06
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2020-12-29	2022-03-06
	Rep	Dealing in securities	2020-12-29	2022-03-06
SUNHIGH FINANCIAL HOLDINGS LIMITED	Rep	Advising on securities	2018-06-07	2019-03-31
	Rep	Asset management	2018-06-07	2019-03-31
	Rep	Dealing in securities	2018-06-07	2019-03-31
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2017-02-01	2017-02-25
	Rep	Dealing in securities	2016-11-14	2017-02-25
Success Securities Limited	Rep	Dealing in securities	2010-01-15	2016-02-06