Webb-site Legacy

Cheng, Mimi Ka Wai 鄭嘉慧

SFC ID:ANR101

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2015-10-23	2016-11-11
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2015-10-23	2016-11-11
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-12-11	2014-07-22
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2012-06-05	2012-07-17
	Rep	Asset management	2012-06-05	2012-07-17
	Rep	Dealing in securities	2012-06-05	2012-07-17
Success Securities Limited	Rep	Dealing in securities	2010-07-12	2012-05-18
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-12-08	2010-06-14
Emperor Wealth Management Limited	Rep	Dealing in securities	2009-12-08	2010-06-14
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-08-31	2008-02-20