Personnel Hong Kong SFC License Details (ID 95326)

Personnel Hong Kong SFC License Details (ID 95326)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2021-05-24	2025-06-27
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2021-01-12	2025-06-27
	Rep	Asset management	2021-01-12	2025-06-27
	Rep	Dealing in securities	2021-01-12	2025-06-27
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on securities	2018-05-10	2020-12-23
	Rep	Asset management	2018-05-10	2020-12-23
	Rep	Dealing in securities	2018-05-10	2020-12-23
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2015-04-08	2015-08-26
Success Securities Limited	Rep	Dealing in securities	2010-06-22	2015-03-25