| Riches Credit Asset Management Limited | RO | Advising on securities | 2024-09-11 | 2026-07-09 |
| RO | Asset management | 2024-09-11 | 2026-07-09 |
| Yuan Tong Global Asset Management Limited | RO | Asset management | 2023-03-29 | 2024-01-05 |
| Yuan Tong Global Securities Limited | RO | Advising on securities | 2023-03-29 | 2024-01-05 |
| RO | Dealing in securities | 2023-03-29 | 2024-01-05 |
| Hong Kong Top Grade Asset Management Company Limited | Rep | Advising on securities | 2022-11-07 | 2022-12-01 |
| Rep | Asset management | 2022-11-07 | 2022-12-01 |
| Rep | Dealing in securities | 2022-11-07 | 2022-12-01 |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-02-08 | 2022-09-30 |
| RO | Advising on securities | 2021-11-12 | 2022-09-30 |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | Dealing in securities | 2021-08-31 | 2022-09-30 |
| Rep | Dealing in securities | 2021-07-23 | 2021-08-31 |
| WINWIN SECURITIES LIMITED | RO | Dealing in securities | 2020-04-01 | 2021-06-09 |
| GREEN HARMONY SECURITIES LIMITED | RO | Advising on securities | 2019-07-03 | 2020-03-20 |
| RO | Dealing in securities | 2019-07-03 | 2020-03-20 |
| WINWIN SECURITIES LIMITED | RO | Dealing in securities | 2018-08-01 | 2019-05-31 |
| Rep | Dealing in securities | 2017-12-27 | 2018-08-01 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-28 | 2017-12-08 |
| Rep | Dealing in securities | 2017-07-25 | 2017-12-08 |
| Success Securities Limited | Rep | Dealing in securities | 2010-09-29 | 2017-06-30 |
| MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-06-30 |
| Rep | Advising on securities | - | 2003-06-30 |
| Rep | Asset management | - | 2003-06-30 |
| Rep | Dealing in securities | - | 2003-06-30 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-06-30 |
| Rep | Advising on securities | - | 2003-06-30 |
| Rep | Asset management | - | 2003-06-30 |
| Rep | Dealing in securities | - | 2004-02-18 |