Personnel Hong Kong SFC License Details (ID 95362)

Personnel Hong Kong SFC License Details (ID 95362)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2024-03-20	-
	RO	Asset management	2024-03-20	-
	Rep	Dealing in securities	2022-01-13	-
	Rep	Advising on securities	2019-10-01	2024-03-20
	Rep	Asset management	2019-10-01	2024-03-20
SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2009-12-24	2019-09-30
	Rep	Asset management	2009-12-24	2019-09-30
LLOYDS TSB PACIFIC LIMITED	Rep	Dealing in securities	2004-08-17	2005-01-25
AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED	Rep	Dealing in securities	2003-04-01	2004-05-28