Ko, Chi Wing 高志榮

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2017-09-05	-
	RO	Leveraged foreign exchange trading	2017-09-05	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2017-09-05	2025-09-10
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2014-09-26	2025-09-10
Everbright Securities Digital Finance (HK) Limited	RO	Dealing in securities	2014-01-13	2025-09-10
CES Forex (HK) Limited	RO	Leveraged foreign exchange trading	2010-10-27	2025-09-10
	Rep	Leveraged foreign exchange trading	2010-04-01	2010-10-27
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2005-11-25	2025-09-10
CES Forex (HK) Limited	RO	Leveraged foreign exchange trading	2005-11-25	2010-04-01
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2004-01-20
	Rep	Asset management	2003-04-01	2004-01-20
	Rep	Dealing in futures contracts	2003-04-01	2005-11-25
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-04-01	2005-11-25
Everbright Securities Digital Finance (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-20
	Rep	Advising on securities	2003-04-01	2004-01-20
	Rep	Asset management	2003-04-01	2004-01-20
	Rep	Providing automated trading services	2003-04-01	2004-01-20
	Rep	Dealing in securities	2003-04-01	2006-03-31
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2004-01-20
	Rep	Advising on securities	2003-04-01	2004-01-20
	Rep	Asset management	2003-04-01	2004-01-20
	Rep	Dealing in securities	2003-04-01	2014-09-26

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2017-09-05	-
	RO	Leveraged foreign exchange trading	2017-09-05	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2017-09-05	2025-09-10
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2014-09-26	2025-09-10
Everbright Securities Digital Finance (HK) Limited	RO	Dealing in securities	2014-01-13	2025-09-10
CES Forex (HK) Limited	RO	Leveraged foreign exchange trading	2010-10-27	2025-09-10
	Rep	Leveraged foreign exchange trading	2010-04-01	2010-10-27
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2005-11-25	2025-09-10
CES Forex (HK) Limited	RO	Leveraged foreign exchange trading	2005-11-25	2010-04-01
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2004-01-20
	Rep	Asset management	2003-04-01	2004-01-20
	Rep	Dealing in futures contracts	2003-04-01	2005-11-25
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-04-01	2005-11-25
Everbright Securities Digital Finance (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-20
	Rep	Advising on securities	2003-04-01	2004-01-20
	Rep	Asset management	2003-04-01	2004-01-20
	Rep	Providing automated trading services	2003-04-01	2004-01-20
	Rep	Dealing in securities	2003-04-01	2006-03-31
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2004-01-20
	Rep	Advising on securities	2003-04-01	2004-01-20
	Rep	Asset management	2003-04-01	2004-01-20
	Rep	Dealing in securities	2003-04-01	2014-09-26