Au, Kwan Lok 歐君樂

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LINSHAN CAPITAL MANAGEMENT CO., LIMITED	RO	Advising on securities	2024-04-10	-
	RO	Asset management	2024-04-10	-
One Heritage Capital Management Limited	Rep	Advising on securities	2024-02-08	2024-03-13
	Rep	Asset management	2024-02-08	2024-03-13
	RO	Advising on securities	2020-05-12	2024-02-08
	RO	Asset management	2020-05-12	2024-02-08
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2020-03-23	2020-04-16
Hao Tian Asset Management Limited	Rep	Advising on securities	2020-02-24	2020-04-16
	Rep	Asset management	2020-02-24	2020-04-16
Hao Tian International Securities Limited	Rep	Dealing in securities	2020-02-24	2020-04-16
Hao Tian Asset Management Limited	RO	Advising on securities	2019-09-16	2020-02-24
Hao Tian International Securities Limited	RO	Dealing in securities	2019-09-16	2020-02-24
Hao Tian Asset Management Limited	RO	Asset management	2019-07-05	2020-02-24
Hao Tian International Futures Limited	RO	Dealing in futures contracts	2019-07-05	2020-03-23
Hao Tian Asset Management Limited	Rep	Asset management	2019-06-19	2019-07-05
Avenue Family Office Limited	Rep	Advising on securities	2017-05-15	2019-06-01
	Rep	Asset management	2017-05-15	2019-06-01
	Rep	Dealing in securities	2017-05-15	2019-06-01
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2015-10-05	2019-06-04
	Rep	Asset management	2015-10-05	2019-06-04
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2009-03-26	2015-10-01
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-08-26	2015-10-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-11-29	2015-10-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-09-20	2015-10-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.