Personnel Hong Kong SFC License Details (ID 95375)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Fidelity Capital (International) Limited	RO	Advising on securities	2021-06-03	-
	RO	Asset management	2021-06-03	-
	RO	Dealing in securities	2021-06-03	-
	Rep	Advising on securities	2021-04-21	2021-06-03
	Rep	Asset management	2021-04-21	2021-06-03
	Rep	Dealing in securities	2021-04-21	2021-06-03
Yupei Fortune Capital Limited	RO	Advising on securities	2018-07-27	2020-05-11
	RO	Asset management	2018-07-27	2020-05-11
	RO	Dealing in securities	2018-07-27	2020-05-11
	Rep	Advising on securities	2018-04-04	2018-07-27
	Rep	Asset management	2018-02-28	2018-07-27
	Rep	Dealing in securities	2018-02-28	2018-07-27
South China Futures Investment Limited	Rep	Dealing in futures contracts	2017-09-11	2018-01-21
EXCELLENT TIDE SECURITIES LIMITED	RO	Dealing in securities	2017-04-25	2018-01-21
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2017-01-06	2018-01-21
EXCELLENT TIDE SECURITIES LIMITED	Rep	Dealing in securities	2017-01-06	2017-04-25
South China Investment Management Limited	Rep	Asset management	2016-11-21	2017-01-06
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-09-15	2017-01-06
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2016-09-15	2017-01-06
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-10-05	2016-06-27
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-10-05	2016-06-27
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-06-09	2012-09-26
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-07-25	2012-09-26