| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-07-17 | - |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-07-17 | 2025-06-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-07-17 | - |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-01-09 | 2009-07-06 |
| Rep | Dealing in securities | 2009-01-09 | 2009-07-06 |
| Rep | Leveraged foreign exchange trading | 2009-01-09 | 2009-07-06 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-11-14 |
| Rep | Asset management | 2003-04-01 | 2003-11-14 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-01-03 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2009-01-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-11-14 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-14 |
| Rep | Asset management | 2003-04-01 | 2003-11-14 |
| Rep | Dealing in securities | 2003-04-01 | 2009-01-03 |