Personnel Hong Kong SFC License Details (ID 9538569)

Personnel Hong Kong SFC License Details (ID 9538569)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2025-10-17	2025-10-23
	Rep	Advising on securities	2025-03-07	2025-03-12
	Rep	Advising on securities	2024-10-15	2024-10-19
	Rep	Advising on securities	2024-01-12	2024-01-17
	Rep	Advising on securities	2023-09-12	2023-09-15
	Rep	Advising on securities	2023-04-14	2023-04-18
	Rep	Advising on securities	2018-11-30	2018-12-10
	Rep	Advising on securities	2018-04-04	2018-04-14
	Rep	Advising on securities	2018-02-05	2018-02-10
	Rep	Advising on securities	2017-05-04	2017-05-13