| SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2020-02-11 | 2020-03-13 |
| Rep | Dealing in futures contracts | 2020-01-29 | 2020-03-13 |
| South China Investment Management Limited | Rep | Asset management | 2019-07-24 | 2019-12-20 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2019-07-09 | 2019-12-20 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2019-07-09 | 2019-12-20 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-09 | 2019-12-20 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2015-08-25 | 2019-05-31 |
| Rep | Dealing in securities | 2015-08-25 | 2019-05-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-25 | 2019-05-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2015-07-03 | 2015-08-05 |
| Rep | Dealing in securities | 2015-05-29 | 2015-08-05 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-04-27 | 2014-12-28 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-11-28 | 2014-12-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-09-07 | 2014-12-28 |
| PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2004-04-08 | 2005-08-24 |