| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Ayers Alliance Securities (HK) Limited | RO | Advising on securities | 2017-03-02 | 2022-07-15 |
| RO | Dealing in securities | 2017-03-02 | 2022-07-15 | |
| Rep | Advising on securities | 2013-11-29 | 2017-03-02 | |
| Rep | Dealing in securities | 2013-11-29 | 2017-03-02 | |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-02-24 | 2012-07-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-02-24 | 2012-07-14 |