| Cosmos One Capital Limited | RO | Advising on securities | 2020-04-02 | 2025-04-22 |
| RO | Asset management | 2020-04-02 | 2025-04-22 |
| RO | Dealing in securities | 2020-04-02 | 2025-04-22 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-29 | 2017-08-11 |
| Rep | Dealing in securities | 2015-07-29 | 2017-08-11 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-30 | 2015-07-18 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-06-26 | 2014-09-16 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-06-26 | 2014-09-16 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-09-09 | 2012-06-18 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-02-01 | 2012-06-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-02-01 | 2012-06-18 |