| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2013-08-26 | 2014-11-06 |
| Rep | Advising on securities | 2013-08-26 | 2014-11-06 | |
| Rep | Dealing in futures contracts | 2013-08-26 | 2014-11-06 | |
| Rep | Dealing in securities | 2013-08-26 | 2014-11-06 | |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-25 | 2012-06-18 |
| CES International Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-25 | 2012-06-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-09-25 | 2012-06-18 |