| Duo Asset Management Limited | Rep | Asset management | 2018-10-08 | 2020-10-20 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-11-30 | 2017-03-20 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-11-30 | 2017-03-20 |
| China Hong Kong Capital Asset Management Company Limited | Rep | Dealing in securities | 2015-06-18 | 2015-08-03 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-12-10 | 2013-05-31 |
| Rep | Dealing in securities | 2012-12-10 | 2013-05-31 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-11-15 | 2012-12-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-11-15 | 2012-12-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-11-15 | 2012-12-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-22 | 2010-04-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-15 | 2010-04-22 |