Personnel Hong Kong SFC License Details (ID 95428)

Personnel Hong Kong SFC License Details (ID 95428)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2019-10-25	-
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-08-01	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-08-01	-
Bright Fund Management Limited	Rep	Asset management	2012-01-27	2012-07-27
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2004-01-16
	Rep	Asset management	2003-04-01	2004-01-16
	Rep	Dealing in futures contracts	2003-04-01	2012-07-27
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2004-01-16
	Rep	Advising on securities	2003-04-01	2004-01-16
	Rep	Asset management	2003-04-01	2004-01-16
	Rep	Dealing in securities	2003-04-01	2012-07-27