Personnel Hong Kong SFC License Details (ID 95431)

Personnel Hong Kong SFC License Details (ID 95431)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-02-06	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-12-22	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-12-22	-
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2005-05-12	2006-12-07
	Rep	Dealing in securities	2005-05-12	2006-12-07
	Rep	Leveraged foreign exchange trading	2005-05-12	2006-12-07
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-10-30	2004-08-09