Personnel Hong Kong SFC License Details (ID 95434)

Personnel Hong Kong SFC License Details (ID 95434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2018-11-13	2022-01-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-11-13	2019-05-31
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-09-10	2018-11-07
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-02-14	2018-11-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-02-14	2018-11-07
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2007-07-05	2011-01-01
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-07-05	2011-01-01
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-09-23	2004-10-26
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-09-23	2004-10-26