Personnel SFC Licences and HKMA Registrations (ID 95440)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-10-15	-
Bright Fund Management Limited	Rep	Asset management	2012-01-27	2023-08-31
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2010-11-11	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-10-07	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-10-07	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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