Personnel Hong Kong SFC License Details (ID 95441)

Personnel Hong Kong SFC License Details (ID 95441)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oreana Financial Services Limited	Rep	Advising on securities	2023-02-21	-
	Rep	Asset management	2023-02-21	-
	Rep	Dealing in securities	2021-01-11	-
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2019-11-05	2020-12-09
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2016-07-28	2016-10-05
Open Securities Limited	Rep	Dealing in futures contracts	2012-12-07	2015-05-07
	Rep	Dealing in securities	2012-12-07	2015-05-07
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-04-07	2012-11-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-04-07	2012-11-24
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-07-05
	Rep	Asset management	2003-04-01	2003-07-05
	Rep	Dealing in futures contracts	2003-04-01	2003-07-05