| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-21 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-04-21 | - |
| Rep | Leveraged foreign exchange trading | 2016-04-21 | 2019-10-17 |
| ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2016-01-04 | 2016-03-19 |
| Rep | Dealing in futures contracts | 2015-08-12 | 2016-03-19 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-19 | 2015-08-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-19 | 2015-08-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-19 | 2015-08-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-06-24 | 2014-08-11 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-06-24 | 2014-08-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-06-24 | 2014-08-11 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-03-16 | 2011-06-01 |