| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Red South Investment Management Limited | Rep | Advising on securities | 2026-10-13 | - |
| Rep | Asset management | 2026-10-13 | - | |
| Grit Securities Limited | Rep | Dealing in securities | 2026-04-17 | 2026-08-06 |
| Grit Capital Limited | RO | Advising on securities | 2023-07-28 | 2026-08-06 |
| RO | Asset management | 2023-07-28 | 2026-08-06 | |
| Grit Securities Limited | RO | Dealing in securities | 2023-07-28 | 2026-04-17 |
| Regan International Asset Management Limited | RO | Advising on securities | 2022-11-14 | 2023-05-23 |
| RO | Asset management | 2022-11-14 | 2023-05-23 | |
| Regan International Securities Limited | RO | Dealing in securities | 2019-01-21 | 2023-03-10 |
| Rep | Dealing in securities | 2019-01-11 | 2019-01-21 | |
| Finet Securities Limited | RO | Dealing in futures contracts | 2017-11-02 | 2019-01-01 |
| RO | Dealing in securities | 2017-11-02 | 2019-01-01 | |
| Glory Sun Securities Limited | Rep | Asset management | 2017-01-04 | 2017-08-18 |
| Rep | Dealing in futures contracts | 2016-12-08 | 2017-08-18 | |
| Rep | Dealing in securities | 2016-12-08 | 2017-08-18 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-19 | 2016-11-25 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-04-19 | 2016-11-25 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2014-07-03 | 2016-01-21 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-10-16 | 2014-03-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-07-10 | 2014-03-07 |
No HKMA registrations in the collected records.