| Aurelius Financial Group Limited | RO | Advising on securities | 2024-07-18 | - |
| RO | Asset management | 2024-07-18 | - |
| RO | Dealing in securities | 2024-07-18 | - |
| Rep | Advising on securities | 2024-07-15 | 2024-07-18 |
| Rep | Asset management | 2024-07-15 | 2024-07-18 |
| Stellaris Asset Management Limited | RO | Advising on securities | 2021-12-21 | 2024-06-30 |
| RO | Asset management | 2021-12-21 | 2024-06-30 |
| GRAND FORTUNE ALLIED COMPANY LIMITED | RO | Dealing in securities | 2018-05-17 | 2019-07-31 |
| ZENITH INNOVATION FINANCIAL GROUP LIMITED | RO | Advising on securities | 2018-01-25 | 2021-12-14 |
| RO | Asset management | 2018-01-25 | 2021-12-14 |
| Bright Fund Management Limited | Rep | Asset management | 2012-01-27 | 2018-01-21 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-09-26 | 2018-01-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-09-26 | 2018-01-21 |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | 2003-04-01 | 2003-06-18 |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-08-19 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-20 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-19 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-19 |
| Rep | Asset management | 2003-04-01 | 2003-08-19 |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-20 |