| Golden Eagle Brokerage Limited | RO | Advising on securities | 2026-08-04 | - |
| RO | Asset management | 2026-08-04 | - |
| RO | Dealing in securities | 2026-08-04 | - |
| Rep | Advising on securities | 2026-06-24 | 2026-08-04 |
| Rep | Asset management | 2026-06-24 | 2026-08-04 |
| Rep | Dealing in securities | 2026-06-24 | 2026-08-04 |
| Beevest Fortune Asset Management Limited | RO | Advising on securities | 2026-06-03 | 2026-06-05 |
| RO | Asset management | 2026-06-03 | 2026-06-05 |
| Beevest Securities Limited | RO | Advising on securities | 2026-06-03 | 2026-06-05 |
| RO | Dealing in securities | 2026-06-03 | 2026-06-05 |
| Beevest Fortune Asset Management Limited | Rep | Advising on securities | 2026-05-07 | 2026-06-03 |
| Rep | Asset management | 2026-05-07 | 2026-06-03 |
| Beevest Securities Limited | Rep | Advising on securities | 2026-05-07 | 2026-06-03 |
| Rep | Dealing in securities | 2026-05-07 | 2026-06-03 |
| Rep | Dealing in futures contracts | 2026-05-07 | 2026-06-05 |
| ZMF Asset Management Limited | RO | Advising on securities | 2020-12-03 | 2026-02-06 |
| RO | Asset management | 2020-12-03 | 2026-02-06 |
| RO | Dealing in securities | 2020-12-03 | 2026-02-06 |
| Rep | Advising on securities | 2020-11-04 | 2020-12-03 |
| Rep | Asset management | 2020-11-04 | 2020-12-03 |
| Inheliance Asset Management Limited | RO | Advising on securities | 2019-07-17 | 2020-06-15 |
| RO | Asset management | 2019-07-17 | 2020-06-15 |
| Astrum Capital Management Limited (HK) | Rep | Asset management | 2016-04-20 | 2019-07-16 |
| Rep | Dealing in futures contracts | 2016-04-20 | 2019-07-16 |
| Rep | Dealing in securities | 2016-04-20 | 2019-07-16 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-05-21 | 2016-04-09 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Asset management | 2015-05-21 | 2016-04-09 |
| Rep | Dealing in securities | 2015-05-21 | 2016-04-09 |
| TFI Asset Management Limited | Rep | Asset management | 2014-07-24 | 2015-05-15 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2013-11-22 | 2015-05-15 |
| Rifa Securities Limited | Rep | Dealing in securities | 2013-11-22 | 2015-05-15 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2013-08-30 | 2013-11-12 |
| Rep | Dealing in securities | 2013-08-30 | 2013-11-12 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-02-24 | 2013-08-24 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-02-24 | 2013-08-24 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-11-24 | 2012-02-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-11-24 | 2012-02-02 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2009-06-08 | 2009-10-28 |
| Rep | Asset management | 2009-06-08 | 2009-10-28 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-01-08 | 2009-10-28 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-08 | 2009-10-28 |