| VELBRIDGE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2026-09-09 | - |
| Rep | Asset management | 2026-09-09 | - |
| NC Management Limited | RO | Asset management | 2026-05-28 | 2026-05-31 |
| Grand China Securities Limited | RO | Asset management | 2023-08-21 | 2024-12-31 |
| RO | Dealing in futures contracts | 2023-08-21 | 2024-12-31 |
| Beevest Fortune Asset Management Limited | RO | Asset management | 2023-01-11 | 2023-04-18 |
| Victoria Harbour International Financial Holdings Limited | RO | Advising on securities | 2022-02-10 | 2022-05-31 |
| RO | Asset management | 2022-02-10 | 2022-05-31 |
| RO | Dealing in securities | 2022-02-10 | 2022-05-31 |
| Bluemount Asset Management Limited | RO | Asset management | 2020-11-11 | 2021-05-25 |
| Rep | Asset management | 2020-11-09 | 2020-11-11 |
| HENGYU ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-05-08 | 2020-10-22 |
| RO | Advising on futures contracts | 2019-01-29 | 2020-10-22 |
| YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2017-11-14 | 2018-12-07 |
| RO | Dealing in futures contracts | 2017-11-14 | 2018-12-07 |
| Rep | Advising on futures contracts | 2016-03-02 | 2017-11-14 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-07-18 | 2018-12-07 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-03-18 | 2017-11-14 |
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2012-12-11 | 2013-09-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-01-11 | 2012-11-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-01-11 | 2012-11-05 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-30 | 2005-12-13 |