Personnel Hong Kong SFC License Details (ID 95476)

Personnel Hong Kong SFC License Details (ID 95476)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Win Securities Limited	Rep	Dealing in securities	2026-08-24	-
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2025-07-11	2026-07-24
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-07-11	2026-07-24
	Rep	Dealing in securities	2025-07-11	2026-07-24
Zircon Securities (HK) Limited	RO	Dealing in futures contracts	2024-07-09	2024-11-30
	Rep	Advising on securities	2024-03-19	2024-11-30
	Rep	Asset management	2024-03-19	2024-11-30
	Rep	Dealing in securities	2023-05-22	2024-11-30
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2013-07-11	2023-04-28
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2013-07-11	2023-04-28
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-07-03	2013-07-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-07-03	2013-07-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-07-07	2012-06-02
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-07-07	2012-06-02