| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-09 | 2013-06-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-09 | 2013-06-28 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-02-12 | 2012-03-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-02-12 | 2012-03-03 |