| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-07-21 | 2019-06-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-07-21 | 2019-06-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-07-21 | 2019-06-19 |
| Rep | Dealing in securities | 2015-07-21 | 2019-06-19 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-09-11 | 2012-09-22 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-08-03 | 2012-09-22 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-08-03 | 2012-04-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-03 | 2012-09-22 |