| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-22 | 2012-05-08 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-09-21 | 2012-03-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-09-21 | 2012-03-02 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-06 | 2006-09-06 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-06-07 | 2005-11-22 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-11-14 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-11-14 | 2004-05-25 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-14 |
| Rep | Asset management | - | 2003-09-14 |
| Rep | Dealing in futures contracts | - | 2003-09-14 |