| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-19 | 2013-01-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-07-19 | 2013-01-01 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2006-06-16 | 2007-05-19 |
| Rep | Dealing in securities | 2006-06-16 | 2007-05-19 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | 2006-06-09 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-31 | 2006-06-09 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-31 | 2006-06-09 |
| Newedge Broker Limited | Rep | Advising on futures contracts | - | 2003-10-09 |
| Rep | Asset management | - | 2003-10-09 |
| Rep | Providing automated trading services | - | 2004-03-31 |
| Rep | Dealing in futures contracts | - | 2004-03-31 |
| Rep | Dealing in securities | - | 2004-03-31 |