Personnel Hong Kong SFC License Details (ID 95501)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2025-06-12	2025-12-31
HANTEC WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2025-06-12	2025-12-31
	Rep	Asset management	2025-06-12	2025-12-31
CHINA HORIZON ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-01-17	2022-06-30
	RO	Asset management	2022-01-17	2022-06-30
SunPlus Capital Limited	RO	Advising on securities	2019-05-02	2019-08-27
	RO	Asset management	2019-05-02	2019-08-27
Sun Growth Asset Management Limited	RO	Advising on securities	2018-09-19	2018-11-21
	RO	Asset management	2018-09-19	2018-11-21
CHINA NEW ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-01-03	2018-01-17
	RO	Asset management	2017-01-03	2018-01-17
Delta Asia Wealth Management Limited	RO	Advising on securities	2015-07-31	2016-06-30
	RO	Asset management	2015-07-31	2016-06-30
DELTA ASIA FINANCIAL FUTURES LIMITED	RO	Advising on futures contracts	2014-01-29	2016-06-30
	RO	Dealing in futures contracts	2014-01-29	2016-06-30
DELTA ASIA SECURITIES LIMITED	RO	Advising on securities	2014-01-29	2016-06-30
	RO	Dealing in securities	2014-01-29	2016-06-30
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Advising on futures contracts	2012-10-08	2014-01-29
Delta Asia Wealth Management Limited	Rep	Asset management	2012-10-08	2015-07-31
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-09-19	2014-01-29
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2012-09-19	2014-01-29
	Rep	Dealing in securities	2012-09-19	2014-01-29
	Rep	Leveraged foreign exchange trading	2012-09-19	2016-06-30
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-07-22	2012-09-10
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-07-22	2012-09-10
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-05-13	2012-09-10
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-03-19	2012-09-10
PEGASUS FUND MANAGERS LIMITED	Rep	Asset management	2005-01-12	2008-02-23
	Rep	Advising on securities	2004-03-30	2008-02-23