Kwok, Tsz Wah 郭子華

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-11-26	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2007-11-26	2010-08-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-11-26	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-11-26	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2007-11-26	2010-08-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-11-26	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.