Personnel Hong Kong SFC License Details (ID 95507)

Personnel Hong Kong SFC License Details (ID 95507)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2023-01-06	-
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2023-01-06	-
HANTEC WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2023-01-06	-
	Rep	Asset management	2023-01-06	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-09-30	2022-12-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-12-29	2022-12-09
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-06-23	2003-10-20
	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25