Personnel Hong Kong SFC License Details (ID 95508)

Personnel Hong Kong SFC License Details (ID 95508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XinKong International Securities Limited	Rep	Dealing in futures contracts	2018-10-08	2022-07-22
	Rep	Dealing in securities	2018-10-08	2022-07-22
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2016-02-16	2018-07-21
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2016-02-16	2018-07-21
KGI ASIA LIMITED	Rep	Dealing in securities	2015-01-28	2015-12-25
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-01-28	2015-12-25
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-01-16	2015-01-07
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2014-01-16	2015-01-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-01-16	2015-01-07
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-10-05	2013-12-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-04-03	2013-12-31