Personnel Hong Kong SFC License Details (ID 95515)

Personnel Hong Kong SFC License Details (ID 95515)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Waton Securities International Limited	Rep	Dealing in securities	2014-02-04	2015-04-01
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-11-23	2014-01-14
	Rep	Dealing in securities	2012-11-23	2014-01-14
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in futures contracts	-	2012-11-09
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2012-11-09