Personnel Hong Kong SFC License Details (ID 95519)

Personnel Hong Kong SFC License Details (ID 95519)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-09-17	2015-01-27
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-09-17	2015-01-27
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-08-14	2014-09-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-05-07	2014-09-01
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2013-12-23	2014-09-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-07-28	2012-03-24
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-07-28	2012-01-20
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-07-28	2012-03-24