| AUS Financial Group (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2020-09-04 | 2020-11-30 |
| IDS FOREX HK LIMITED | RO | Leveraged foreign exchange trading | 2016-09-22 | 2017-06-22 |
| CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-11-20 | 2014-06-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-30 | 2012-05-28 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-03-30 | 2012-05-28 |
| Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2009-03-02 | 2011-02-28 |