| Seazen Resources Asset Management Limited | RO | Advising on securities | 2026-05-11 | - |
| RO | Asset management | 2026-05-11 | - |
| Seazen Resources Securities Limited | RO | Dealing in securities | 2026-05-11 | - |
| Seazen Resources Asset Management Limited | Rep | Advising on securities | 2026-03-30 | 2026-05-11 |
| Rep | Asset management | 2026-03-30 | 2026-05-11 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2026-03-30 | 2026-05-11 |
| SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-11-12 | 2026-02-22 |
| SHENG YUAN SECURITIES LIMITED | RO | Dealing in futures contracts | 2023-05-22 | 2026-02-22 |
| Rep | Dealing in futures contracts | 2021-10-19 | 2023-05-22 |
| RO | Advising on securities | 2021-08-24 | 2026-02-22 |
| RO | Dealing in securities | 2021-08-24 | 2026-02-22 |
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-07-22 | 2024-11-12 |
| SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2021-07-22 | 2021-08-24 |
| Rep | Dealing in securities | 2021-07-22 | 2021-08-24 |
| YUANYIN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-09-04 | 2021-07-15 |
| YUANYIN SECURITIES LIMITED | RO | Advising on securities | 2020-03-06 | 2021-07-15 |
| RO | Dealing in securities | 2020-03-06 | 2021-07-15 |
| Rep | Advising on securities | 2020-01-13 | 2020-03-06 |
| Rep | Dealing in securities | 2020-01-13 | 2020-03-06 |
| ABCI Securities Company Limited | Rep | Advising on securities | 2017-09-04 | 2019-12-20 |
| Rep | Dealing in securities | 2016-12-23 | 2019-12-20 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2016-12-14 |
| CMB International Securities Limited | Rep | Dealing in securities | 2013-03-28 | 2016-12-14 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-07-28 | 2012-06-30 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-07-28 | 2012-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-07-28 | 2012-06-30 |