Personnel SFC Licences and HKMA Registrations (ID 95537)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK SECURITIES (HK) LIMITED	RO	Asset management	2020-07-09	-
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	RO	Asset management	2018-03-21	2020-06-05
	Rep	Asset management	2017-01-06	2018-03-21
LUK FOOK FUTURES (HK) LIMITED	RO	Advising on futures contracts	2015-02-26	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Asset management	2014-04-15	2020-07-09
LUK FOOK FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2012-08-17	-
	Rep	Dealing in futures contracts	2012-06-06	2012-08-17
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-06-06	-
Bright Fund Management Limited	Rep	Asset management	2011-11-29	2012-05-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2012-05-24
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-02-03	2012-05-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2012-05-24
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-05-20	2010-04-12
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-30	2010-04-12
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-01-30	2010-04-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-28
	Rep	Advising on securities	2003-04-01	2004-01-28
	Rep	Dealing in securities	2003-04-01	2004-01-29
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-04-01	2004-01-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.