Personnel Hong Kong SFC License Details (ID 95538)

Personnel Hong Kong SFC License Details (ID 95538)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2012-06-01	2014-05-01
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2012-06-01	2014-05-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-06-17	2012-01-02
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-06-17	2012-01-02
	RO	Leveraged foreign exchange trading	2009-09-30	2011-05-06
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in futures contracts	-	2011-05-06
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	-	2009-09-30