| Awaken Thunder Capital Limited | RO | Advising on securities | 2024-07-04 | - |
| RO | Asset management | 2024-07-04 | - |
| RO | Dealing in securities | 2024-07-04 | - |
| Rep | Advising on securities | 2024-05-03 | 2024-07-04 |
| Rep | Asset management | 2024-05-03 | 2024-07-04 |
| Rep | Dealing in securities | 2024-05-03 | 2024-07-04 |
| XHK Limited | RO | Dealing in futures contracts | 2022-10-18 | 2023-10-19 |
| RO | Dealing in securities | 2022-10-18 | 2023-10-19 |
| Rep | Dealing in securities | 2022-06-21 | 2022-10-18 |
| For Wise (HK) Limited | RO | Advising on securities | 2022-01-25 | 2022-03-31 |
| RO | Asset management | 2022-01-25 | 2022-03-31 |
| RO | Dealing in securities | 2022-01-25 | 2022-03-31 |
| Zhonghui International Securities Limited | RO | Advising on securities | 2021-06-30 | 2021-12-30 |
| RO | Dealing in securities | 2021-06-30 | 2021-12-30 |
| Shuang Ji (Hong Kong) Securities Limited | Rep | Asset management | 2019-11-18 | 2020-09-30 |
| RO | Dealing in securities | 2019-02-18 | 2020-07-02 |
| RO | Advising on securities | 2019-02-18 | 2020-09-30 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2017-03-02 | 2018-12-31 |
| Rep | Dealing in securities | 2017-03-02 | 2018-12-31 |
| Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2013-11-01 | 2014-02-22 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-04-19 | 2013-06-28 |
| Rep | Dealing in securities | 2012-04-19 | 2013-06-28 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-03-16 | 2012-04-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-02-18 | 2012-04-16 |