| ICBC Asset Management (Global) Company Limited | Rep | Asset management | 2018-03-20 | 2018-09-18 |
| RO | Advising on futures contracts | 2017-09-27 | 2018-09-18 |
| ICBC (Asia) Futures Company Limited | RO | Advising on futures contracts | 2017-02-02 | 2021-07-27 |
| RO | Dealing in futures contracts | 2016-09-30 | 2021-07-27 |
| Rep | Dealing in futures contracts | 2016-09-15 | 2016-09-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2015-05-15 | 2016-08-26 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-07-17 | 2016-08-26 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-10-20 | 2016-08-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-08-09 | 2016-08-26 |