Personnel Hong Kong SFC License Details (ID 95554)

Personnel Hong Kong SFC License Details (ID 95554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Dealing in securities	2023-08-28	2025-11-08
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2021-07-30	2021-09-29
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2015-01-06	2018-03-31
Success Securities Limited	Rep	Dealing in securities	2015-01-06	2021-06-06
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-08-10	2011-12-07
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-08-10	2011-12-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-08-10	2011-12-07
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2011-01-25	2011-02-24