Personnel Hong Kong SFC License Details (ID 95558)

Personnel Hong Kong SFC License Details (ID 95558)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-10-19	2022-05-24
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2018-10-12	2022-05-24
	Rep	Dealing in securities	2018-10-12	2022-05-24
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Asset management	2018-01-04	2018-10-02
	Rep	Advising on securities	2015-04-23	2018-10-02
	Rep	Dealing in securities	2015-04-23	2018-10-02
FTN Financial Asia Limited	Rep	Dealing in securities	2013-11-18	2015-02-13
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-02-25	2013-11-11
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-02-25	2013-11-11
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2012-10-11	2013-01-31
Bright Fund Management Limited	Rep	Asset management	2012-03-12	2013-01-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-09-09	2013-01-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-08-03	2013-01-31
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-30	2011-07-05
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-07-14	2008-09-25