| 2Mind Capital Management Limited | RO | Asset management | 2025-09-16 | 2026-04-01 |
| Amto Capital Management Limited | RO | Asset management | 2020-04-17 | 2025-06-22 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-06-17 | 2020-02-28 |
| Rep | Dealing in securities | 2014-06-17 | 2020-02-28 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-01-07 | 2014-06-09 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-11-20 | 2014-06-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-11-20 | 2014-06-09 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-07-28 | 2007-10-31 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-28 | 2007-10-31 |