Personnel Hong Kong SFC License Details (ID 95579)

Personnel Hong Kong SFC License Details (ID 95579)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OIL Assets Securities Limited	RO	Dealing in securities	2018-12-12	2025-05-08
OIL ASSETS INTERNATIONAL LIMITED	Rep	Asset management	2015-07-02	2018-11-30
GAOYU SECURITIES LIMITED	Rep	Asset management	2014-11-03	2015-07-01
	Rep	Dealing in securities	2014-11-03	2015-07-01
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2003-11-17
	Rep	Asset management	-	2003-11-17
	Rep	Dealing in futures contracts	-	2014-07-09
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2003-11-17
	Rep	Advising on securities	-	2003-11-17
	Rep	Asset management	-	2003-11-17
	Rep	Dealing in securities	-	2014-07-09