| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SILVER TIME SECURITIES LIMITED | RO | Advising on securities | 2020-03-06 | - |
| RO | Asset management | 2020-03-06 | - | |
| RO | Dealing in securities | 2020-03-06 | - | |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2017-01-12 | 2020-02-18 |
| RO | Asset management | 2017-01-12 | 2020-02-18 | |
| RO | Dealing in securities | 2017-01-12 | 2020-02-18 | |
| Rep | Advising on securities | 2016-11-17 | 2017-01-12 | |
| Rep | Asset management | 2016-11-17 | 2017-01-12 | |
| Rep | Dealing in securities | 2016-11-17 | 2017-01-12 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-03-12 | 2014-10-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-12 | 2014-10-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-12 | 2014-10-03 |
| Bright Fund Management Limited | Rep | Asset management | 2012-03-20 | 2014-02-14 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-11-22 | 2014-02-14 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-10-11 | 2014-02-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-10-11 | 2014-02-14 |
No HKMA registrations in the collected records.