Li, Tak Shing (SFC:AFE416) 李德盛

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-03-09	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-03-09	-
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-12-24	2011-02-28
	Rep	Dealing in securities	2010-12-24	2011-02-28
CHONG HING COMMODITIES AND FUTURES LIMITED	Rep	Dealing in futures contracts	2007-09-04	2010-07-26
CHONG HING SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-01-11
	Rep	Advising on securities	2003-04-01	2005-01-11
	Rep	Asset management	2003-04-01	2005-01-11
	Rep	Providing automated trading services	2003-04-01	2005-01-11
	Rep	Dealing in securities	2003-04-01	2010-07-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.